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Showing posts with label 000 settlement over questionable deals. Show all posts
Showing posts with label 000 settlement over questionable deals. Show all posts

Thursday, March 28, 2013

UBS pays Conn. $541,000 settlement over questionable deals

... agreeing to pay a total of $90.8 million in restitution and fines. The Swiss bank, which has a large operation in Stamford, was investigated regarding bond derivatives deals that took place from 2001 to 2004. It is one of five financial institutions ...



via Stamford Newswire http://www.ctpost.com/news/article/UBS-pays-Conn-541-000-settlement-over-4393308.php

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