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Thursday, March 12, 2015

Broker Admits to Fraud Scheme

The U.S. Attorney for Connecticut and the FBI have announced that a registered broker-dealer and managing director at a securities firm, has pleaded guilty in Hartford Federal Court, to taking part in a securities fraud scheme. Matthew Katke of New York, New York worked for RBS Securities Inc., a global securities firm, which is headquartered in Stamford, Connecticut.

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